Financial Regulators

World’s Most Important Financial Regulators

Forex, the world's largest and most liquid market, presents unique challenges in terms of regulation due to its global nature and 24-hour operation. There is no centralized governing body for the currency trading market; instead, several governmental and independent organizations oversee forex trading worldwide.

These global regulatory bodies enforce standards that all brokers operating under their jurisdiction must adhere to, including registration, licensing, regular audits, and transparent communication of service changes. This regulation ensures that currency trading remains ethical and fair for all participants.

Successful brokers and financial institutions prioritize transparency, security, and compliance with regulatory guidelines. Government agencies work together to regulate and protect those in the industries they oversee, often with overlapping jurisdictions. Although federal agencies generally take precedence over state agencies, both have extensive responsibilities and authority.

Navigating banking, securities, and insurance regulations can be complex. While most individuals may not directly interact with these agencies, their actions, such as those of the Federal Reserve, can significantly impact liquidity, interest rates, and credit markets, ultimately affecting people's lives.

Here are some of the influential financial regulators in the market today.

Country Regulatory Body
Australia Australian Securities and Investments Commission (ASIC)
Austria Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German)
Bahamas Securities Commission of the Bahamas
Bahrain Central Bank of Bahrain
Belize International Financial Services Commission
Bermuda Bermuda Monetary Authority
The British Virgin Islands British Virgin Islands Financial Services Commission
Cayman Islands Cayman Islands Monetary Authority
Cyprus Cyprus Insurance Companies Control Service (ICCS)
Cyprus Central Bank of Cyprus
Cyprus Cyprus Securities and Exchange Commission (CYSEC)
European Union European Central Bank (ECB)
European Union European Banking Authority (EBA)
European Union European Systemic Risk Board (ESRB)
European Union European Securities and Markets Authority (ESMA)
European Union European Insurance and Occupational Pensions Authority (EIOPA)
Georgia National Bank of Georgia
Gibraltar Gibraltar Financial Services Commission (GFSC)
Hong Kong Hong Kong Mandatory Provident Fund Schemes Authority (MPFA)
Hong Kong Hong Kong Insurance Authority (IA)
Hong Kong Hong Kong Monetary Authority (HKMA)
Hong Kong Hong Kong Securities and Futures Commission (SFC)
Japan Financial Services Agency
Japan Securities and Exchange Surveillance Commission (SESC)
Jersey Jersey Financial Services Commission
Jordan Jordan Securities Commission
Kenya Capital Markets Authority (Kenya)
Korea, South Financial Supervisory Service (FSS)
Korea, South Financial Services Commission (FSC)
Kuwait Central Bank of Kuwait (CBK) (بنك الكويت المركزي in Arabic)
Kuwait Capital Markets Authority Kuwait (CMA) (هيئة أسواق المال - دولة الكويت in Arabic)
Latvia Financial and Capital Market Commission
Lebanon Banking Control Commission of Lebanon (BCCL) and Insurance Control Commission (ICC)
Liechtenstein Financial Market Authority (Liechtenstein) (FMA)
Lithuania Bank of Lithuania
Luxembourg Commissariat aux Assurances (CAA)
Luxembourg Commission de Surveillance du Secteur Financier (CSSF)
Malaysia Securities Commission Malaysia (SC)
Malaysia Labuan Financial Services Authority (Labuan FSA)
Malaysia Bank Negara Malaysia (BNM)
Malta Malta Financial Services Authority (MFSA)
Malta Central Bank of Malta
Mauritius Bank of Mauritius (BOM)
Mauritius Financial Services Commission (FSC)
Netherlands Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten in Dutch)
Netherlands De Nederlandsche Bank (DNB)
Netherlands Netherlands Antilles - Bank of the Netherlands Antilles[2]
Netherlands New Zealand - Financial Markets Authority (New Zealand)
Nigeria Central Bank of Nigeria (CBN)
Nigeria Securities and Exchange Commission (Nigeria)
Nigeria National Insurance Commission (NAICOM) (Nigeria)
Nigeria National Pension Commission (PENCOM) (Nigeria)
Norway Financial Supervisory Authority of Norway (Finanstilsynet in Norwegian)
Oman Capital Market Authority (Oman)
Philippines Philippine Securities and Exchange Commission (SEC)
Philippines Insurance Commission (Komisyon ng Seguro)
Philippines Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Philippines Philippine Deposit Insurance Corporation (PDIC)
Philippines Department of Finance (DOF)
Philippines Philippine Stock Exchange (PSE)
Philippines Bureau of Treasury
Qatar Qatar Financial Markets Authority (QFMA)
Saint Kitts and Nevis Nevis Financial Regulatory Services Commission
Saint Kitts and Nevis Financial Services Regulatory Commission
Saint Lucia Financial Sector Supervision Unit
Saint Vincent and the Grenadines Financial Services Authority
Saint Vincent and the Grenadines Capital Market Association of the Eastern Caribbean (CMAEC)
Seychelles Central Bank of Seychelles
Seychelles Seychelles Financial Services Authority (SFSA) [1]
Singapore Monetary Authority of Singapore (MAS)
South Africa South African Reserve Bank
South Africa National Credit Regulator
South Africa Prudential Authority
South Africa Financial Sector Conduct Authority
Spain Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [MiFID]
Spain Insurance sector regulator (life and general) - Dirección General de Seguros y Fondos de Pensiones (DGSFP)[IMD]
Spain Banking sector regulator - Banco de España (BdE)
Taiwan Financial Supervisory Commission
United Arab Emirates - Free Zones: Abu Dhabi ADGM (Abu Dhabi Global Market) - Financial Services Regulatory Authority - (FSRA)
United Arab Emirates - Free Zones: Dubai DIFC (Dubai International Financial Center) - Dubai Financial Services Authority (DFSA)
United Arab Emirates: Central Bank of the UAE (CBUAE)
United Arab Emirates: Securities and Commodities Authority - (SCA)
United Arab Emirates: Insurance Authority - (IA)
United Kingdom Financial Policy Committee (FPC)
United Kingdom Financial Reporting Council (FRC)
United Kingdom Bank of England (BoE)
United Kingdom Prudential Regulation Authority (PRA)
United Kingdom Financial Conduct Authority (FCA)
United Kingdom Panel on Takeovers and Mergers (PANEL)
United States Securities & Exchange Commission (SEC)
United States Commodity Futures Trading Commission (CFTC)
United States Federal Reserve System ("Fed")
United States Federal Deposit Insurance Corporation (FDIC)
United States Financial Crimes Enforcement Network (FinCEN)
United States Financial Industry Regulatory Authority (FINRA)
United States Office of the Comptroller of the Currency (OCC)
United States National Credit Union Administration (NCUA)
United States Consumer Financial Protection Bureau (CFPB)
United States National Association of Insurance Commissioners (NAIC)
United States National Futures Association (NFA)

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